Transaction Reporting Agent

Data on This Page

Per-regime submission counts (EMIR, MiFIR, SFTR, Dodd-Frank) with trades, submitted, rejected and pending totals; eight recent trade submissions (trade ID, regime, status, submission time, reporting venue, error message when rejected); and three open reconciliation issues (trade ID, regime, issue, severity, time detected).

What This Agent Does

Automates real-time trade reporting submissions to trade repositories and ARMs across EMIR, MiFIR, SFTR and Dodd-Frank, tracks per-regime rejection and pending rates, surfaces the specific rejection reason for remediation, and reconciles submitted trade data against source records to catch mismatches.

Worked Examples

• TRD-2025-001236 (EMIR, submitted to DTCC) was rejected with “Invalid LEI format” — the agent surfaces the exact validation error so ops can correct the counterparty’s LEI and resubmit.
• TRD-2025-000892 (EMIR) has a high-severity reconciliation issue, “Counterparty mismatch,” detected 2 hours ago — routed to the Reconciliation Issues panel ahead of the next EMIR cycle.
• Across the four regimes, EMIR has the highest rejection count (12 of 4,521 trades) — the agent would highlight EMIR’s submission health bar as needing attention relative to SFTR’s cleaner 2-of-1,245 rejection rate.