Regulus

AI-Powered RegOps

Agent StatusAll Active

Compliance Team

Global Operations

Compliance Calendar

Track all regulatory deadlines and renewals

Due This Week

1

Due This Month

2

Total Tracked

8

License Renewals

3

About This Agent

Data on This Page

Eight upcoming deadlines (title, regulator, date, days left, priority, status, assignee), three license renewals with expiry dates and days remaining, and a mini calendar for March 2025 highlighting the SFTR due date.

What This Agent Does

Maintains a master regulatory deadline calendar across jurisdictions and regulators, continuously recomputes days-remaining countdowns, auto-flags anything due within 14 days into an urgent alert banner, and highlights deadlines that have no assigned owner.

Worked Examples

  • SFTR Quarterly Report (ESMA, due Mar 31, 2025, 8 days left) is pulled into both the “Due This Week” stat and the red urgent-deadline banner.
  • Form ADV Annual Update (SEC, due Apr 15, 23 days left, in progress with Compliance) sits in the 30-day “Due This Month” bucket to prompt follow-up before it turns urgent.
  • FCA Annual Return (due Apr 30, 38 days left) is still “not_started” and Unassigned — the agent would surface this as a governance gap needing an owner.

Urgent: 1 deadline(s) due within 14 days

SFTR Quarterly Report

Upcoming Deadlines

Sorted by due date

SFTR Quarterly Report

high
ESMADue: Mar 31, 2025Operations Team
8d

in progress

Form ADV Annual Update

high
SECDue: Apr 15, 2025Compliance
23d

in progress

FCA Annual Return

medium
FCADue: Apr 30, 2025Unassigned
38d

not started

CCAR Stress Test Submission

high
FedDue: Apr 30, 2025Risk Team
38d

in progress

MAS Form 1 Submission

medium
MASDue: May 15, 2025APAC Compliance
53d

not started

Form PF Quarterly

medium
SECDue: May 15, 2025Operations
53d

not started

AIFMD Annex IV Report

low
FCADue: May 31, 2025EU Compliance
69d

not started

Consumer Duty Board Report

medium
FCADue: Jul 31, 2025Board Secretary
130d

not started

License Renewals

FCA Authorized Representativeactive
Expires: Jun 30, 202599 days
MAS Capital Markets Servicesactive
Expires: Aug 15, 2025145 days
SEC Investment Adviseractive
Expires: Dec 31, 2025283 days

March 2025

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Mar 31 - SFTR Report Due